FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 18/04/2013
UK’s Financial Conduct Authority Publishes Its Approach To Regulatory Failure
The Financial Conduct Authority (FCA) has today published its approach to investigating and reporting on regulatory failure, as required by the Financial Services Act 2012 (the Act). The Act requires the FCA to publish a statement of policy setting out the matters it will take into account to decide whether it should carry out an investigation into possible regulatory failure, and give a report of its findings and recommendations to the Treasury for publication.
-
Date 18/04/2013
CFTC Orders The Linn Group, Inc., A Registered Futures Commission Merchant, To Pay $400,000 Civil Monetary Penalty For Customer Account Deficiencies And Supervision Failures - Firm Failed To Diligently Supervise Its Officers, Employees, And Agents And To Properly Handle, Monitor And Report Customer Funds
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it entered an Order requiring The Linn Group, Inc. (TLG), a Chicago-based Futures Commission Merchant (FCM), to pay a $400,000 civil monetary penalty for failing to properly handle, monitor, and report the customer funds that it maintained, as required by the Commodity Exchange Act (CEA) and CFTC Regulations, and for supervision failures. The CFTC Order also requires TLG to retain a consultant to review and improve TLG’s procedures as necessary to comply with the CEA and Regulations and to cease and desist from violating the provisions of the CEA and Regulations, as charged.
-
Date 18/04/2013
SEC Charges Chicago-Based Investment Adviser With Defrauding CalPERS And Other Clients
The Securities and Exchange Commission today charged the CEO of Chicago-based investment advisory firm Simran Capital Management with lying to the California Public Employers' Retirement System (CalPERS) and other current and potential clients about the amount of money managed by the firm.
-
Date 18/04/2013
Program Trading Averaged 25.1 Percent Of NYSE Volume During Apr. 8-12
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database. The report includes trading on the NYSE for Apr. 8-12.
-
Date 18/04/2013
Bank Supervision: Council Confirms Agreement With European Parliament
The Permanent Representatives Committee today approved a compromise agreed with the European Parliament on the establishment of a single supervisory mechanism (SSM) for the oversight of credit institutions.
-
Date 18/04/2013
Equinix Announces Significant Expansion To Increase Data Center Capacity In Singapore - Equinix Launches Third Data Center And Expands Second Facility To Meet Strong Market Demand For Premium Data Center Services In Singapore
Equinix, Inc. (Nasdaq: EQIX), the globalinterconnection and data center company, today announced its plans to expand the company’s footprint in Singapore and the Asia-Pacific region with development of a third International Business Exchange™ (IBX®) and expansion of its second data center. The expansion plan showcases Equinix’s success in addressing market demand from financial and cloud service providers and demonstrates the company’s ongoing commitment to the data center market in Singapore.
-
Date 18/04/2013
IOSCO Consults On Regulation Of Retail Structured Products
The International Organization of Securities Commissions (IOSCO) published today a consultation report on Regulation of Retail Structured Products, which analyses trends in the retail structured product market, and proposes a regulatory Toolkit for IOSCO members.
-
Date 18/04/2013
CME Group Announces New Physically Delivered 1,000 oz. Silver Futures Contract
CME Group, the world's leading and most diverse derivatives marketplace, today announced the launch of a new physically delivered Silver (1,000 oz.) futures contract, scheduled to begin trading in June 2013. This contract will be listed with, and subject to, the rules and regulations of COMEX.
-
Date 18/04/2013
Oslo Børs Emphasises The Nordic Dimension For The Bond Market
As part of its Nordic focus, Oslo Børs announces that Oslo ABM has changed its name to Nordic ABM. Nordic ABM targets fixed income issuers throughout the Nordic region, and a number of Nordic issuers have already listed bond issues on Nordic ABM. Since the Burgundy markets will become part of the Oslo Børs offer in June, a new fixed income market will be added to the trading system which will allow trading in fixed income instruments intended for Swedish investors that are denominated in Swedish kronor.
-
Date 18/04/2013
UK’s Financial Conduct Authority Bans And Censures Managing Director Of SIPP Operator Montpelier Pension Administration Services Limited
The Financial Conduct Authority (FCA) has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.
- First
- Previous
- 11500
- 11501
- 11502
- 11503
- 11504
- 11505
- 11506
- 11507
- 11508
- 11509
- 11510
- 11511
- 11512
- 11513
- 11514
- 11515
- 11516
- Next
- Last