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  • ADX Participates In IAOS 2016

    Date 11/12/2016

    Abu Dhabi Securities Exchange (ADX) participated in the 15th Conference of the International Association for Official Statistics (IAOS 2016) which was held from 6th to 8th December at Abu Dhabi National Exhibition Centre.  The Conference was held under the patronage of His Highness Sheikh Hazza bin Zayed Al Nahyan, Vice Chairman of the Abu Dhabi Executive Council, and organized by the Abu Dhabi Statistics Center.   

  • Annual Changes To The NASDAQ-100 Index

    Date 10/12/2016

    Nasdaq (Nasdaq:NDAQ) today announced the results of the annual re-ranking of the NASDAQ-100 Index® (Nasdaq:NDX), which will become effective prior to market open on Monday, December 19, 2016.

  • NYSE, NYSE Arca And NYSE MKT Short Interest Reports

    Date 10/12/2016

    NYSE today reported short interest as of the close of business on the settlement date of November 30, 2016.

  • Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date November 30, 2016

    Date 10/12/2016

    At the end of the settlement date of November 30, 2016, short interest in 2,325 Nasdaq Global MarketSM securities totaled 7,428,340,748 shares compared with 7,733,350,362 shares in 2,326 Global Market issues reported for the prior settlement date of November 15, 2016. The end-of-November short interest represents 5.23 days average daily Nasdaq Global Market share volume for the reporting period, compared with 4.50 days for the prior reporting period.

  • CBOE To Host 33rd Annual CBOE RMC U.S. March 8 – March 10, 2017, In Dana Point, California

    Date 09/12/2016

    Chicago Board Options Exchange® (CBOE®) will be hosting the 33rd annual CBOE Risk Management Conference (RMC) U.S., from March 8 through March 10, 2017 at the Monarch Beach Resort in Dana Point, California.

  • CFTC Commitments Of Traders Reports Update

    Date 09/12/2016

    The current reports for the week of December 6, 2016 are now available.

  • Federal Reserve Board Invites Comment On Proposal To Fully Apply Board's Existing Rating System For Bank Holding Companies To Savings And Loan Holding Companies

    Date 09/12/2016

    The Federal Reserve Board on Friday invited comment on a proposal to fully apply the Board's existing rating system for bank holding companies to savings and loan holding companies.

  • FIA: November 2016 SEF Tracker Now Available Online

    Date 09/12/2016

    Total trading volume on SEFs averaged $465.6 billion per day during the month of November, with an increase of 11.1% from the previous month and 27.5% from November 2015.

  • FINRA Seeks Information From Former Registered Employees Of Wells Fargo

    Date 09/12/2016

    The Financial Industry Regulatory Authority (FINRA) has asked former Wells Fargo bank employees whose securities registrations were terminated to contact FINRA if they have concerns about the notice filed by Wells Fargo regarding their termination.  Recent news reports have highlighted several former Wells Fargo bank employees who believe that they were terminated from the bank for reporting or refusing to engage in allegedly fraudulent account-opening activities. Further, the reports indicate that a subset of these individuals who were also registered with FINRA to conduct securities activities have raised concerns that they did not receive a copy of their Form U5 termination notice within 30 days of being terminated as required by FINRA rules, or that their Form U5 contained inaccurate or incomplete comments related to the reason for the termination.

  • BISX Furthers Engagement With Listed Issuers

    Date 09/12/2016

    The Bahamas International Securities Exchange (BISX) spent Thursday, 1 December 2016 in a closed session conclave with its Listed Issuers.  The purpose of the BISX 2016 Listed Issuer Conclave was to meet with senior representatives of Listed Issuers to discuss their duties and responsibilities to the market, as well as to discuss the fundamental regulatory principles and overall mission of the Exchange.  The meeting was specifically limited to senior representatives to ensure that all participants were individuals who were tasked with compliance with BISX’s Rules.