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Date 11/06/2015
Japan's Financial Services Agency: The Exchange Of Letters On Cooperation With The Securities And Exchange Commission Of Cambodia
- On June 10, 2015, the Financial Services Agency and the Securities and Exchange Commission of Cambodia exchanged letters on the sharing of their experience and expertise.
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Date 11/06/2015
JPX Published An English Version Of JPX Working Papers, Vol.9 “Impacts Of Speedup Of Market System On Price Formations Using Artificial Market Simulations”
JPX Working Papers highlight research and studies on changes in the market and regulatory environment with the aim of raising competitiveness. Conducted by officers and employees of JPX, its subsidiaries, and affiliates, as well as outside researchers, JPX Working Papers are intended to draw comments widely from academia, research institutions, and other market participants and observers.
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Date 11/06/2015
New York Attorney General Eric T. Schneiderman Announces Arrest Of Albany Broker For Allegedly Running Ponzi Scheme Of More Than $1 Million - Frederick E. Monroe, Jr., Senior Vice President Of Capital Financial Planning, LLC, Allegedly Solicited Over A Dozen Investors And Diverted Their Money For Personal Use - If Convicted, Defendant Faces Up To 25 Years In Prison
Attorney General Eric T. Schneiderman today announced the arrest of Frederick E. Monroe, Jr., 59, of Queensbury, New York, charging him with stealing over $1 million from investors by fraudulently soliciting them to reinvest their retirement monies. Monroe is accused of luring clients with whom he had established relationships over his 20-year career as a financial planner, and then diverting their monies for his own personal use, as well as to pay back earlier investors he had defrauded. If convicted, the defendant faces up to 25 years in prison. Monroe was arraigned before the Honorable Judge Denise Randall in Guilderland Town Court where he pleaded not guilty. He is currently being held on $300,000 cash or bond bail.
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Date 10/06/2015
NZX Employee Share Plan - Team And Results
NZX Limited (“NZX”) advises of the conversion and subsequent quotation of 37,649 NZX employee restricted shares into NZX Limited fully paid ordinary shares pursuant to the terms of the NZX Employee Share Plan – Team and Results.
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Date 10/06/2015
Autorité Des Marchés Financiers: Integrity In Public Contracts - Law Will Soon Apply To Service Contracts Of More Than $1 Million
The Autorité des marchés financiers ("AMF") is informing enterprises seeking public service contracts in Québec with a value of more than $1,000,000 that they should file an application for authorization to enter into public contracts as of now.
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Date 10/06/2015
Annual Mansion House Speech By UK Chancellor Of The Exchequer, RT Hon George Osborne MP.
Lord Mayor, it is good – very good – to be back.
Thank you for the hospitality you have shown to your guests tonight.
I come tonight with my largely new Treasury team to move Britain from crisis and recovery, and towards a new settlement of responsibility and prosperity.
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Date 10/06/2015
CFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.
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Date 10/06/2015
European Supervisory Authorities: Second Joint Consultation On Draft RTS On Risk-Mitigation Techniques For OTC-Derivative Contracts Not Cleared By A CCP
The European Supervisory Authorities (ESAs) launched today a second consultation on draft Regulatory Technical Standards (RTS) outlining the framework of the European Market Infrastructure Regulation (EMIR). This second consultation document is the result of an intense engagement with other authorities and the industry stakeholders in order to identify all the operation issues that may arise from the implementation of such framework. Therefore, the consultation focuses only on a narrow set of topics as most of the decisions have already been agreed following the first consultation held in April 2014. The consultation runs until 10 July 2015.
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Date 10/06/2015
CME Group Inc. Announces Second-Quarter 2015 Earnings Release, Conference Call
CME Group Inc. will announce earnings for the second quarter of 2015 before the markets open on Thursday, July 30, 2015. The company has scheduled an investor conference call that day at 7:30 a.m. Central time.
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Date 10/06/2015
Abel Noser Solutions Launches Compliance Solution For Brokers And Exchanges
Abel Noser Solutions (ANS) announced yesterday the launch of an innovative new product designed to address the growing compliance and surveillance needs of brokers and exchanges. The product, Compliance+, offers a comprehensive and versatile set of features that allow users to comply with ever expanding industry regulations.
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