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Date 31/05/2013
OCC Wins Gold For Best Annual Report At The PCC Golden Trumpet Awards
OCC announced today that its 2011 annual report won gold in the Best Annual Report category at the 2013 Golden Trumpet Awards presented by the Publicity Club of Chicago at a dinner honoring the award winners on May 30, 2013.
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Date 31/05/2013
Keynote Luncheon Speech By SEC Commissioner Elisse B. Walter, 32nd Annual SEC And Financial Reporting Institute Conference, Pasadena, CA
Introduction
Good afternoon and thank you, Dean Bill (Holder) for your kind introduction, and thanks to Randy (Beatty) for inviting me to share my views at the 32nd Annual SEC and Financial Reporting Institute Conference here at USC. I am delighted to be here with all of you today.
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Date 31/05/2013
CFTC Commitments Of Traders Reports Update
The current reports for the week of May 28, 2013 are now available.
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Date 31/05/2013
Direct Edge Trading Notice #13-21: Fee Schedule Changes Effective June 3, 2013
Effective Monday, June 3, 2013, Direct Edge® will introduce the following pricing changes, pending filing with the Securities and Exchange Commission (SEC).
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Date 31/05/2013
Nigerian Stock Exchange Weekly Report For The Week Ended May 31, 2013
The Market opened for four days this week as the Federal Government of Nigeria declared Wednesday May 29, 2013 a public holiday to mark the Democracy Day Celebrations.
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Date 31/05/2013
Program Trading Averaged 24.4 Percent Of NYSE Volume During May 20-24
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database. The report includes trading on the NYSE for May 20-24.
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Date 31/05/2013
TOM MTF Statistics Week 22, 2013
Click here to download the the weekly statistics update of TOM MTF for week 22 - 2013.
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Date 31/05/2013
Remarks At The 32nd Annual SEC And Financial Reporting Institute Conference By Paul Beswick, Chief Accountant, Office Of The Chief Accountant, U.S. Securities And Exchange Commission
I would like to thank Randy (Beatty) for the kind invitation to speak at this conference. I think this conference provides an excellent chance for members of the SEC staff to leave the East Coast and interact with registrants from this part of the country. I do need to take a moment to provide the staff disclaimer for not only myself, but for all of the SEC staff who are speaking at this program today.
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Date 31/05/2013
UK's Financial Conduct Authority: Statement On Consultation Paper FSA CP12/25 ‘Enhancing The Effectiveness Of The Listing Regime’
Here we provide an update on our follow-up to last October’s consultation (FSA CP12/25) on proposed changes to enhance the effectiveness of the Listing Regime.
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Date 31/05/2013
ESMA - Final Report -Technical Advice On CRA Regulatory Equivalence On Argentina, Brazil, Mexico, Hong Kong And Singapore
The European Securities and Markets Authority (ESMA) has provided advice to the European Commission in respect of the equivalence between the EU regulatory regime for credit rating agencies and the respective legal and supervisory frameworks of Argentina, Brazil, Mexico, Hong Kong and Singapore.
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