FTSE Mondo Visione Exchanges Index:
News Centre
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Date 02/12/2014
U.S. Assistant Attorney General Leslie R. Caldwell Speaks At The Launch Of The Organisation For Economic Co-operation And Development Foreign Bribery Report
Thank you for that kind introduction, and thank you [Organisation for Economic Co-operation and Development (OECD)] Secretary-General [Angel] Gurria for inviting me to be part of this important day. I want to commend you and your team for your work in compiling this significant Foreign Bribery Report, and I am honored to be here to celebrate its release. Together, your team and the members of the Working Group on Bribery play a vital role in the global fight against corruption.
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Date 02/12/2014
SGX: Securities Market To Start Trading At 1230Hrs On 3rd December 2014
The securities market will start continuous trading at 1230 hrs on 3rd December 2014, with the pre-open routine at 1200 hrs.
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Date 02/12/2014
Alberta Securities Commission Permanently Bans 2 Wongs Make It Right Enterprises From Capital Market
The Alberta Securities Commission (ASC) has found that 2 Wongs Make It Right Enterprises Ltd., 1409779 Alberta Ltd., Integrity Plus Management Inc., Khom Wong and Janeen Wong acted as dealers without registration and illegally distributed securities in relation to real estate developments. An ASC panel also found that Khom Wong acted as an adviser without registration, made misrepresentations to investors and perpetrated a fraud. These findings were consistent with admissions made by the named parties.
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Date 02/12/2014
NZX November 2014 Shareholder Metrics
Please find attached Shareholder Metrics for November 2014.
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Date 02/12/2014
Office Of Financial Research Cites Rising Risks - Third Annual Report To Congress Identifies Threats To U.S. Financial Stability That Have Risen In Past Year
The Office of Financial Research (OFR) submitted its 2014 Annual Report to Congress today, citing threats to the stability of the U.S. financial system that have risen in the last year.
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Date 02/12/2014
Direct Edge Trading Notice #14-58: BATS Weekend Test Opportunity For New EDGA And EDGX Exchange Platforms In NY5 On December 13, 2014
BATS is pleased to offer Members the opportunity to participate in the third of four weekend testsof the new EDGA Exchange and EDGX Exchange trading platforms located in Equinix NY5 data center in Secaucus, NJ on Saturday, December 13, 2014. All symbols and functionality normally available in production will be made available for these weekend tests.
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Date 02/12/2014
SGX Announces Delayed Market Open For Its Securities Market On 3rd December
Singapore Exchange (SGX) announces that the securities market will start continuous trading at 1230 hrs on 3rd December 2014, with the pre-open routine at 1200 hrs. This delayed opening is to enable member firms to complete client position reconciliations, and rectify any errors in the end-of-day processing for 1st December 2014 on the securities client-accounting system hosted by SGX on behalf of member firms. The market will remain open till 1700 hrs and close as per normal. The problem was caused by a software defect which has since been rectified.
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Date 02/12/2014
FIA’s Eighth SEF Tracker Released - Trading Volumes Now Available From January Through September
FIA today published the eighth issue of FIA SEF Tracker, a periodic report on trading activity taking place on swap execution facilities.
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Date 02/12/2014
SEC Charges California Resident With Fraudulent Sales Of Stock
The Securities and Exchange Commission today charged the owner of several now-defunct investment entities with fraudulently selling shares of stock that he claimed to own when he had actually purchased them for others a few years before.
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Date 02/12/2014
Speech By Martin Wheatley, Chief Executive Of The UK Financial Conduct Authority, Delivered At The FCA’s Enforcement Conference, London.
The theme for this year’s event is culture and governance. A topic that’s not new of course, but has become increasingly significant. In fact, for leaders today, in business as well as in regulation and politics, there are few more pressing priorities than strong corporate culture. Nor, as we’ve seen post-foreign exchange (FX), more complex ones to deliver.
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