FTSE Mondo Visione Exchanges Index:
News Centre
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Date 26/10/2011
NYSE Arca Tech 100 Index® Announces Change To Index Components
NYSE Euronext Inc., today announced that the NYSE Arca Tech 100 Index® will replace the following constituents in the index as a result of a corporate action. The changes are effective as of market close on Friday, October 28, 2011.
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Date 26/10/2011
Speech By SEC Commissioner Troy A. Paredes: Statement At Open Meeting To Adopt Form PF
Thank you, Chairman Schapiro.
The recommendation before us is to adopt the final rule providing for Form PF. The staff gave careful consideration to the comments we received and, in my view, Form PF has improved substantially from the proposal. The final rule fulfills Dodd-Frank’s statutory directive to the Commission to collect information on behalf of FSOC, and does so in a way that reduces the compliance burden on advisers in important respects as compared to the rule the Commission initially proposed. In short, as the release explains, advisers will be allowed more time to file Form PF; the threshold that delineates a large private equity fund adviser has doubled; large private equity fund advisers will have to file less frequently; advisers will generally have to report less information; fewer advisers will have to file the Form; and advisers will have more flexibility to use their existing methodologies and recordkeeping practices to comply with the rule.
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Date 26/10/2011
BM&FBOVESPA: New Regulation - Changes To The Market Arbitration Panel Regulation
The Market Arbitration Panel (CAM - Câmara de Arbitragem do Mercado) is the most appropriate forum to settle both corporate and stock market disputes.
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Date 26/10/2011
Speech By SEC Commissioner Luis A. Aguilar: “Obtaining Reliable Information Regarding Private Fund Advisers”
The Dodd-Frank Act requires the SEC and the CFTC to serve as conduits for collecting and delivering private fund information to the Federal Stability Oversight Council (FSOC). The process by which this recommendation arrived has been one of collaboration and consultation. Our staff worked in close consultation with the staff representing other FSOC members, as well as with the staff of foreign regulators.
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Date 26/10/2011
European Banking Authority Report On How Undertakings Comply With Disclosure Requirements
The European Banking Authority (EBA) has published a report on how the financial undertakings in the EU comply with the requirements on capital adequacy and risk management disclosures (Pillar 3 requirements).
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Date 26/10/2011
SEB To Pay Special Fine For Delayed Notification Of Major Shareholding Changes
Skandinaviska Enskilda Banken AB (SEB) will pay a special fine of SEK 20,000 for the late notification of a change in its holding in Netonnet AB.
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Date 26/10/2011
SEC Halts Fraud By Purported Quant Hedge Fund Manager
The Securities and Exchange Commission today obtained an asset freeze against a Boston-area money manager and his investment advisory firm charged with misleading investors in a supposed quantitative hedge fund and diverting portions of investor money into his personal bank account.
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Date 26/10/2011
CFTC Seeks To Revoke Or Suspend The Registration Of Raleigh Capital Management, Inc. - The Chicago-Based Registered Commodity Pool Operator Was Previously Found Liable For Fraud
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a notice of intent to revoke or restrict the registration of Raleigh Capital Management, Inc. (RCM), a Chicago, Ill.-based commodity pool operator.
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Date 26/10/2011
Statement Of EU Heads Of State Or Government
At today's meeting, in line with paragraph 7 of the European Council conclusions of 23 October concerning relations between the EU and the Euro area, the members of the European Council were informed by President Van Rompuy about the state of preparations of the Euro Summit that will take place later in the day
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Date 26/10/2011
SEC Charges Traders In Fraudulent "Free-Riding" Scheme
The Securities and Exchange Commission today charged a pair of purported money managers with orchestrating an illegal “free-riding” scheme of selling stocks before they paid for them and netting $600,000 in illicit profits.
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