FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 11/12/2012
U.S. Treasury Department Reaches Landmark Settlement With HSBC - Combined Federal, Local, International Action Marks Largest Bank Settlement In U.S. History
The U.S. Department of the Treasury today announced settlements amounting to $875 million – the largest collective settlement in the department’s history – with HSBC Holdings plc (together with its affiliates, HSBC). The Treasury Department’s collective settlement, reached by the Financial Crimes Enforcement Network (FinCEN), the Office of the Comptroller of the Currency (OCC), and the Office of Foreign Assets Control (OFAC) is part of the combined federal, local, and international government action that amounted to the largest bank settlement in U.S. history. In total, more than $1.9 billion were assessed in penalties for HSBC’s conduct in violation of the Bank Secrecy Act (BSA) and U.S. sanctions.
-
Date 11/12/2012
FTSE MIB Index Quarterly Review
The FTSE Italia Index Policy Committee has approved the following changes to the FTSE MIB Index which will become effective after the close of business on Friday, 21 December 2012 (i.e. on Thursday, 27 December 2012).
-
Date 11/12/2012
Jennifer Mchugh Named Senior Advisor In SEC’s Division Of Investment Management
The Securities and Exchange Commission today announced that Jennifer B. McHugh has been named Senior Advisor to the Director in its Division of Investment Management.
-
Date 11/12/2012
Bahamas International Securities Exchange January To September 2012 Statistical Report
BISX is pleased to announce its BISX All-Share Index and trading statistics for the nine month period ending September 30, 2012 with comparison to the same period of 2011.
-
Date 11/12/2012
CFTC’s Division Of Swap Dealer And Intermediary Oversight Issues No-Action Relief For Certain Futures Commission Merchants Concerning Annual Reports Of Chief Compliance Officers
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter that provides certain futures commission merchants (FCMs) with limited relief surrounding the requirement that chief compliance officers of such FCMs prepare and submit an Annual Report, pursuant to Commission Regulation 3.3.
-
Date 11/12/2012
Swedish Financial Supervisory Authority (Finansinspektionen) Withdraws The Authorisation Of Fundior Finans Och Försäkring AB
The insurance intermediary Fundior Finans och Försäkring AB has had several serious deficiencies in its operations. Amongst other factors, the company has neglected important customer protection rules. Finansinspektionen (FI) is therefore withdrawing the authorisation.
-
Date 11/12/2012
Athens Exchange Monthly Statistical Bulletin November 2012
Please click here to download the ATHEX monthly statistic Bulletin.
-
Date 11/12/2012
BATS Exchange Welcomes Proshares ETF - Becomes Second ETF Family To List Products On BATS Exchange
BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, today announced that ProShares, a premier provider of alternative exchange traded funds (ETFs), will list the ProShares Merger ETF on BATS Exchange.
-
Date 11/12/2012
CBOE Holdings Declares Special Cash Dividend Of $0.75 Per Share
CBOE Holdings (NASDAQ: CBOE) today announced that its Board of Directors has declared a special cash dividend of $0.75 per share on its common stock. The dividend will be paid on December 28, 2012 to stockholders of record on December 21, 2012.
-
Date 11/12/2012
Berthel Fisher & Company Financial Services, Inc. Goes Live With SunGard’s Protegent For Social Media And Website Surveillance
Berthel Fisher & Company Financial Services, Inc. (Berthel Fisher), a broker–dealer founded and headquartered in Iowa since 1985, has gone live with SunGard’s Protegent Social Media Surveillance for regulatory compliance and monitoring of its advisors’ online activity.
- First
- Previous
- 11858
- 11859
- 11860
- 11861
- 11862
- 11863
- 11864
- 11865
- 11866
- 11867
- 11868
- 11869
- 11870
- 11871
- 11872
- 11873
- 11874
- Next
- Last