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Date 27/03/2013
Matt Nevins Joins SIFMA As Managing Director
SIFMA today announced that Matt Nevins has joined SIFMA as managing director and associate general counsel with SIFMA’s Asset Management Group (AMG).
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Date 27/03/2013
CFTC Revokes Registrations Of New Jersey-based Victor E. Cilli And Progressive Investment Funds LLC
The U.S. Commodity Futures Trading Commission (CFTC) today announced the revocation of the registrations of Victor E. Cilli, formally of Hackensack, New Jersey, and his company,Progressive Investment Funds LLC (Progressive). Progressive was registered with the CFTC as a Commodity Pool Operator and Cilli was registered as an Associated Person of Progressive and listed as its sole principal.
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Date 27/03/2013
Bank Capital Rules: Council Confirms Agreement With European Parliament
The Permanent Representatives Committee today approved a compromise text on the "CRD 4" package amending the EU's rules on capital requirements for banks and investment firms.
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Date 27/03/2013
International Securities Exchange Good Friday Holiday
The International Securities Exchange will be closed for trading on Friday, March 29, 2013, in observance of Good Friday. -
Date 27/03/2013
Bermuda Stock Exchange Will Be Closed For Easter Holiday
The Bermuda Stock Exchange (BSX) advises that the Exchange will be closed on Friday, 29 March, 2013, in observance of the Good Friday Public Holiday. The BSX will re-open on Monday, 01 April, 2013.
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Date 27/03/2013
ESMA Closes For Easter
ESMA will be closed from 28th March to 1st April 2013. The offices will re-open on 2nd April.
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Date 27/03/2013
BM&FBOVESPA Wins Award For Best IR By A Latin American Company
BM&FBOVESPA has won the “IR Magazine Awards” award for Best Investor Relations (IR) by a Latin American Company in the US Market. The “IR Magazine Awards – US 2013” was the 18th edition of what is one of the most prestigious international awards for companies and professionals. It seeks to recognize the outstanding in the investor relations area.
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Date 27/03/2013
UCB Launches Successful Bond Issue On NYSE Euronext
NYSE Euronext (NYX) today announced a successful €250 million bond issue on its Brussels-market by UCB, the Belgium-based global biopharmaceutical group.
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Date 27/03/2013
First Foreign Company Newly Listed On The WSE In 2013
- International Personal Finance plc (IPF) is the 52nd foreign company listed on the WSE and the first foreign company to introduce its shares to the Main Market in 2013.
- The consumer credit provider is the third British company listed on the Warsaw Stock Exchange.
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Date 27/03/2013
CFTC Orders Florida Firms, Joseph Glenn Commodities LLC And JGCF LLC, And Owners Scott Newcom And Anthony Pulieri To Pay Over $1 Million In Restitution And Penalties For Fraudulent Off-Exchange Transactions In Precious Metals With Retail Customers
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against two Boca Raton, Fla., companies, Joseph Glenn Commodities LLC (Joseph Glenn) and JGCF LLC (JGCF), and their sole owners and principals, Scott Newcom and Anthony Pulieri (the Respondents) for engaging in illegal, fraudulent off-exchange financed transactions in precious metals with retail customers.
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