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Date 22/05/2013
CFTC’s Division Of Market Oversight Issues Advisory Regarding The Obligation To Report Omnibus Account Information In A Timely Manner
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today issued an advisory regarding the ongoing duty to comply with the timely reporting requirements of CFTC Regulation 17.04(a).
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Date 22/05/2013
SEC Charges City Of South Miami With Defrauding Investors About Tax-Exempt Status Of Municipal Bonds
The Securities and Exchange Commission today charged the City of South Miami, Fla., with defrauding bond investors about the tax-exempt financing eligibility of a mixed-use retail and parking structure being built in its downtown commercial district.
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Date 22/05/2013
CBOE, CFE, C2 And CBSX Trading Schedule For The Memorial Day Holiday
CBOE Holdings, Inc. (NASDAQ: CBOE) announced the following trading schedule for Chicago Board Options Exchange (CBOE), CBOE Futures Exchange (CFE), C2 Options Exchange (C2), and CBOE Stock Exchange (CBSX) in observance of the Memorial Day Holiday.
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Date 22/05/2013
Bermuda Stock Exchange Will Be Closed For Bermuda Day Holiday
The Bermuda Stock Exchange (BSX) advises that the Exchange will be closed on Friday, 24 May, 2013, in observance of the Bermuda Day Public Holiday. The BSX will re-open on Monday, 27 May, 2013.
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Date 22/05/2013
European Parliament Backs EU Banking Supervisory System Plans
Draft laws setting up a single EU bank supervisory system were approved in a plenary vote on Wednesday. The European Central Bank will supervise the Eurozone's largest banks directly and have a say in supervising other banks. However, Parliament will give its final seal of approval only later, to allow time for parallel talks with the ECB on detailed accountability arrangements.
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Date 22/05/2013
Finansinspektionen - Swedish Financial Supervisory Authority: Forex Receives A Warning And Must Pay SEK 50 Million
Forex Bank has not managed the risks associated with Panaxia’s cash management. There was a complete lack of control and follow up in the partnership and Forex is therefore receiving its second warning and an administrative fine of SEK 50 million.
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Date 22/05/2013
Direct Edge: Market Holiday – Memorial Day
EDGA Exchange, Inc. (EDGA®) and EDGX Exchange, Inc. (EDGX®) will be closed on Monday, May 27, 2013, in observance of the Memorial Day holiday. Both exchanges will resume normal trading hours on Tuesday, May 28, 2013.
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Date 22/05/2013
BM&FBOVESPA’s Socio-Environmental Investment Exchange Lists Five New Projects Today - Brazilian Organizations’ Projects Reach 13, For Investments Starting From As Low As BRL 20.00
BM&FBOVESPA’s Socio-Environmental Investment Exchange (BVSA) presents on its www.bvsa.com.br portal today five new projects from Brazilian organizations. The budgets of the projects listed on BVSA - a virtual donations platform in which individuals and companies contribute to social and environmental causes – range from BRL 30,000 to BRL 100,000.
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Date 22/05/2013
Direct Edge Selects FINRA For Market Surveillance - With the Addition Of Direct Edge, FINRA Will Have Surveillance Oversight Of More Than 90% Of U.S. Equities Trading
Direct Edge®, the third largest stock exchange operator in the U.S., has agreed with the Financial Industry Regulatory Authority (FINRA), the independent, non-governmental regulator for all securities firms doing business with the public in the U.S., to provide market surveillance services on behalf of Direct Edge's two licensed stock exchanges.
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Date 22/05/2013
Orc Appoints Jeremie Bacon To lead Americas Operations
Orc, a leading provider of technology and services for the global financial industry, today announced Jeremie Bacon as the new regional President of Orc Americas. He succeeds Marty Leamy and will be based in Orc´s Chicago office.
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