FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 20/06/2013
CFTC: Federal Court In North Carolina Orders Toby D. Hunter, Prestige Capital Advisors, And D2W Capital Management To Pay Over $11.7 Million For Fraud And Other Violations In Commodity Pool And Managed Foreign Currency (Forex) Schemes
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained federal court orders requiring Defendants Toby D. Hunter, Prestige Capital Advisors, LLC (Prestige), andD2W Capital Management, LLC (D2W), all of Charlotte, North Carolina, together to pay more than $4.3 million in restitution to defrauded pool and managed account clients and imposing civil monetary penalties of approximately $7.5 million. The court’s grant of default judgment against Prestige and D2W and a Consent Order of Permanent Injunction against Hunter stems from a CFTC enforcement action filed September 6, 2011, charging Defendants with fraudulent solicitation, misappropriation, and regulation violations (see CFTC Press Release 6110-11). The Orders also impose permanent trading and registration bans against the Defendants and prohibit them from violating the anti-fraud and other provisions of the Commodity Exchange Act (CEA) and CFTC Regulations, as charged.
-
Date 20/06/2013
SEC Charges China-Based Company And CEO In Latest Cross-Border Working Group Case
The Securities and Exchange Commission today charged a China-based company and the CEO with fraudulently misleading investors about its financial condition by touting cash balances that were millions of dollars higher than actual amounts.
-
Date 20/06/2013
Over 150 Of World’s Investor Education Leaders Gather To Look At Changing Investor Behaviour Across Life Stages - Joint IFIE/IOSCO Conference Co-sponsored By IIROC Commences In Toronto With Experts From North America, South America, Europe, The Middle East, Africa, And Asia Pacific
To improve the financial literacy and capabilities of consumers and investors around the globe through all stages of life, the International Forum for Investor Education (IFIE) and the International Organization of Securities Commissions (IOSCO) today opened their fifth joint investor education conference in Toronto, Canada. Concluding Friday, the IFIE/IOSCO conference is hosted and co-sponsored by the Investment Industry Regulatory Organization of Canada (IIROC).
-
Date 20/06/2013
NYSE Euronext Hosts 26th Annual NYSE Teachers Workshop - Program Brings Together Teachers From Across The Country To Learn About The Capital Markets, Market Structure, Regulation And Financial Products
NYSE Euronext will host its 26th annual NYSE Teachers Workshop beginning Monday, June 24, 2013. The annual program, in conjunction with the U.S. Securities and Exchange Commission's (SEC) Office of Investor Education and Advocacy, helps approximately 200 teachers from across the United States educate students on the financial marketplace and its importance in their lives and the global economy. For the past two years, the program has provided fellowship grants to enable under-resourced teachers to participate in the program, with 47 fellowships awarded for 2013. Teachers who successfully complete the NYSE Teachers Workshops can acquire post-baccalaureate academic credit from St. Francis College, in Brooklyn, New York.
-
Date 20/06/2013
Tel Aviv Stock Exchange CEO Rings London Stock Exchange (LSE) Opening Bell
Ester Levanon, CEO of the Tel Aviv Stock Exchange (TASE) together with CEO of the London Stock Exchange (LSE) Group, Xavier Rolet, opened trading on the London Stock Exchange this morning. Israel’s Ambassador to Britain.
-
Date 20/06/2013
Remarks To The 2013 Insured Retirement Institute Government, Legal & Regulatory Conference By Norm Champ, Director, Division Of Investment Management, U.S. Securities And Exchange Commission
Good morning and thank you for inviting me to speak to you today. Before I begin, let me remind you that the views I express are my own and do not necessarily reflect the views of the Commission, any of the Commissioners, or any of my colleagues on the staff of the Commission.
-
Date 20/06/2013
CME Group And Barclayhedge Honor Managed Futures Leaders
CME Group and BarclayHedge recognized managed futures industry leaders at the second annual Managed Futures Pinnacle Awards yesterday. The ceremony preceded MFA's Forum 2013 in Chicago and was hosted by Fox Business Network Anchor Liz Claman and featured live entertainment by Comedian Jim Gaffigan.
-
Date 20/06/2013
Investor Relations In An Increasingly Regulated And International World - Speech By David Lawton, Director Of Markets, The Financial Conduct Authority, To The Investor Relations Society Annual Conference, On 18 June 2013
Thank you for inviting me to speak at your annual conference. This keynote is billed as ‘IR in an increasingly regulated and international world’, which initially seemed liked an ambitious range to cover in a mere 30 minutes, but I hope to discuss some very significant developments and work affecting the investor relations space in that time.
-
Date 20/06/2013
ESMA Vacancy Notice — Policy Officer (Corporate Finance) — Deadline 31 July 2013
Job Title: Policy Officer – Corporate Finance
-
Date 20/06/2013
peterevans Takes Systems In The City 2013 Award For ‘Best Execution-Only Settlement System’
Cardiff-based peterevans, provider of front-to-back office trading and processing technology has won the award for ‘Best Execution Only Settlement System’ for the second year running at the Systems in the City 2013 event, held at The Grand Connaught Rooms on 19th June.
- First
- Previous
- 11389
- 11390
- 11391
- 11392
- 11393
- 11394
- 11395
- 11396
- 11397
- 11398
- 11399
- 11400
- 11401
- 11402
- 11403
- 11404
- 11405
- Next
- Last