FTSE Mondo Visione Exchanges Index:
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Date 06/11/2013
Remarks At Practising Law Institute’s 45th Annual Securities Regulation Institute, SEC Chair Mary Jo White, New York, N.Y., Nov. 6, 2013
This is my first time to speak here as Chair of the SEC, but it is actually about my 20th appearance overall. For most of those 20 years, I moderated the enforcement panel. And for five of those years, I served as a Co-Chair of the Institute – in chairs now occupied by Alan Beller, David Lynn, and Colleen Mahoney, who also have served with great distinction as senior officials of the SEC.
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Date 06/11/2013
CFTC Seeks Public Comment On Amended Request From CME Group To Amend Rule 538 (Exchange For Related Positions)
The Commodity Futures Trading Commission (CFTC) is requesting public comment on an amended request from the Chicago Mercantile Exchange Inc., the Board of Trade of the City of Chicago, Inc., New York Mercantile Exchange, Inc., Commodity Exchange, Inc., and the Board of Trade of Kansas City, Missouri, Inc. (collectively, the Exchanges), for approval of amendments to existing Rule 538 of the Exchanges’ rulebooks and the issuance of CME Group Market Regulation Advisory Notice RA1311-5.
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Date 06/11/2013
NASDAQ OMX October 2013 Volumes
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today reported monthly volumes for October 2013, on its investor relations website. A data sheet showing the monthly volumes can be found at: http://ir.nasdaqomx.com/monthly-reporting/
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Date 06/11/2013
Statement Of Support Of Chairman Gary Gensler - Position Limits
I support the proposed rule rule to establish position limits for physical commodity derivatives.
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Date 06/11/2013
CFTC Commitments Of Traders Reports Update
The current reports for the week of October 29, 2013 are now available.
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Date 06/11/2013
Trading Technologies And Ullink To Provide An Integrated Execution Management System And Order Management System (EMS/OMS) Solution
Trading Technologies International, Inc. (TT) and Ullink, global providers of market leading connectivity and trading solutions for the financial community, today announced they have partnered to integrate Ullink's order management system (OMS) with TT's execution management system (EMS) software and application programming interface (API) solutions.
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Date 06/11/2013
The Options Industry Council Announces ‘Road To Wall Street’ Returns To The Stuart School Of Business At IIT
The Options Industry Council (OIC) announced today that the next event in its university outreach program, The Road to Wall Street: Analyze Your Options, will be at the Stuart School of Business at the Illinois Institute of Technology (IIT) in Chicago for college students and faculty from IIT as well as the Chicagoland area on Friday, November 15.
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Date 06/11/2013
Trading Technologies To Establish Connection To London Stock Exchange Group Derivatives Markets - New Link Will Provide TT Clients With Access To Borsa Italiana’s IDEM And To London Stock Exchange Derivatives Market
Trading Technologies International, Inc. (TT), a global provider of high-performance professional trading software, today announced that TT will introduce connectivity to London Stock Exchange Group (LSEG) Derivatives Market in early 2014.
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Date 06/11/2013
Minutes Of The Meeting Of The US Treasury Borrowing Advisory Committee Of The Securities Industry And Financial Markets Association November 5th, 2013
The Committee convened in closed session at the Hay Adams Hotel at 11:30 a.m. All members were present. Acting Deputy Secretary and Under Secretary Mary Miller, Assistant Secretary for Financial Markets Matthew S. Rutherford, Deputy Assistant Secretary for Federal Finance James G. Clark, and Director of the Office of Debt Management Fred Pietrangeli welcomed the Committee. Other members of Treasury staff present were Deputy Director Amar Reganti, John Dolan, Jamie Franco, and Sundar Swaminathan. Federal Reserve Bank of New York staff members Simon Potter and Michael McMorrow were also present.
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Date 06/11/2013
CFTC Obtains Restraining Order Against Commodity Pool Operator And Commodity Trading Advisor, AlphaMetrix, LLC, Alleging Misappropriation Of Pool Funds And Sending False Or Misleading Statements - CFTC Complaint Also Names AlphaMetrix’s Parent Company, AlphaMetrix Group, LLC, As Relief Defendant
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it filed a Complaint in the U.S. District Court for the Northern District of Illinois on November 4, 2013, againstAlphaMetrix, LLC (AlphaMetrix), a Chicago-based Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA). The Complaint alleges that AlphaMetrix misappropriated funds belonging to commodity pools it operated and sent false or misleading account statements to at least some of the pool participants. On November 5, 2013, Federal District Judge Joan H. Lefkow issued a consent restraining Order that freezes AlphaMetrix’s assets, protects books and records, and appoints a corporate monitor to oversee the distribution of pool funds to participants.
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