FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 04/04/2014
New Zealand's Financial Markets Authority Update - 4 April 2014 - New Era For New Zealand Financial Markets – FMC Act Comes Into Effect
April 2014 marks the start of a new era for New Zealand’s financial markets with Phase One of the Financial Markets Conduct (FMC) Act 2013 coming into effect. This is an ambitious and exciting period of change for market participants and for investors.
-
Date 03/04/2014
Direct Edge Regulatory Notice #14-01: Amendments To Rule 12.6 Prohibiting Trading Ahead Of Customer Orders
EDGA Exchange, Inc. (“EDGA”) and EDGX Exchange, Inc. (“EDGX”, and collectively with EDGA each referred to as the “Exchanges”) would like to inform its Members of recent changes to Rule 12.6, formerly entitled “Customer Priority” and now entitled “Prohibition Against Trading Ahead of Customer Orders.” The changes adopted to Rule 12.6 make such Rule substantially the same to FINRA Rule 5320 and BATS Rule 12.6. The effective date of the revised Rule is April 21, 2014.
-
Date 03/04/2014
Canadian Regulators Enter Into Agreement With CFTC To Enhance Cross-Border Supervision
The Alberta Securities Commission (ASC), the British Columbia Securities Commission (BCSC), the Ontario Securities Commission (OSC), and the Autorité des marchés financiers (AMF) have entered into a Memorandum of Understanding (MOU) with the U.S Commodity Futures Trading Commission (CFTC) aimed at enhancing the cross-border supervision of firms that operate in both countries.
-
Date 03/04/2014
TSX Markets: Top 20 Largest Consolidated Short Position Report - March 31, 2014
Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending March 31, 2014.
-
Date 03/04/2014
Remarks Before The SEC/Academy Of Finance Shadowing Program, SEC Commissioner Daniel M. Gallagher, Washington, D.C., April 3, 2014
Thank you, Tyler [Kirk], for that especially kind introduction. Tyler, like myself, is a former SEC intern. We’ve also both had the privilege of working for a former Commissioner, in my case, Commissioner Paul Atkins, and in his case, Commissioner Elisse Walter. Tyler exemplifies the dedication and talent of the SEC staff, and the Commission is truly lucky to have Tyler as an IM staffer today.
-
Date 03/04/2014
BATS Global Markets Clarification Regarding Market Data Usage
BATS Global Markets wishes to clarify the market data usage of its exchanges. With respect to routing, EDGA & EDGX use direct depth-of-book data feeds for all major exchanges, and data from the relevant securities information processor (SIP) for certain smaller exchanges. With respect to the matching engine, EDGA & EDGX currently use the SIP, but will be transitioning to direct feeds from all major exchanges in January 2015 as previously discussed at www.bats.com/edgeintegration. BATS’ BZX and BYX exchanges currently use direct feeds for both routing and its matching engine from all major exchanges, and SIP data from certain smaller exchanges.
-
Date 03/04/2014
SEC Seeks Comment On Investor Advisory Committee Recommendation Regarding Target Date Funds
The Securities and Exchange Commission today announced that it is seeking comment on a recommendation by its Investor Advisory Committee regarding disclosure by target date mutual funds.
-
Date 03/04/2014
Op-Ed: The Need For Speed Is Costing Billions - Op-Ed Published In The New York Daily News By New York Attorney General Eric T. Schneiderman
This week, Michael Lewis, the author of the new book “Flash Boys,” told “60 Minutes” that “the stock market is rigged” by exchanges and high-frequency traders that use superfast computers, lightning-quick data networks and complex algorithms to execute enormous volumes of stock trades in milliseconds.
-
Date 03/04/2014
SEC Charges Transamerica Financial Advisors With Improperly Calculating Advisory Fees And Overcharging Clients
The Securities and Exchange Commission today announced charges against a St. Petersburg, Fla.-based financial services firm for improperly calculating advisory fees and overcharging clients.
-
Date 03/04/2014
BOX Price Improvement Activity For March
In the month of March, price improved contracts on BOX Options Exchange averaged 312,692 per day.
- First
- Previous
- 10636
- 10637
- 10638
- 10639
- 10640
- 10641
- 10642
- 10643
- 10644
- 10645
- 10646
- 10647
- 10648
- 10649
- 10650
- 10651
- 10652
- Next
- Last