FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 28/06/2013
CFTC’s Division Of Swap Dealer And Intermediary Oversight Issues Corrected No-Action Letter On Relief From Certain External Business Conduct Standards And Documentation Standards
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today issued an amended a no-action letter providing relief from certain duties imposed on swap dealers (“SDs”) and major swap participants (“MSPs”) pursuant to the Commission’s Business Conduct Standards with Counterparties, as well as certain documentation requirements imposed on SDs and MSPs pursuant to Commission regulation § 23.504, when executing swaps with the intention to clear contemporaneously with execution. The letter has been corrected from the original version that was issued on June 26, 2013.
-
Date 28/06/2013
New Zealand’s Financial Markets Authority: More Charges Laid Against David Ross
Further charges have today been laid by the Financial Markets Authority (FMA) against David Ross alleging breaches of financial markets legislation.
-
Date 28/06/2013
CFTC’s Division Of Swap Dealer And Intermediary Oversight Issues No-Action Letter Providing Relief For Swap Dealers In Connection With Foreign Exchange Intermediated Prime Brokerage Arrangements
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited no-action letter that provides swap dealers with relief from certain External Business Conduct Standards rules in the context of foreign exchange intermediated prime brokerage arrangements.
-
Date 28/06/2013
New Zealand’s Financial Markets Authority: Capital + Merchant Finance Directors Receive Increased Prison Sentences
Two former directors of Capital + Merchant Finance have today had their prison sentences increased following a prosecution taken by the Financial Markets Authority.
-
Date 28/06/2013
CFTC’s Division Of Swap Dealer And Intermediary Oversight Issues Time-Limited No-Action Relief From Certain Swap Trading Relationship Documentation Standards With Foreign Exchange Counterparties
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) today announced the issuance of a no-action letter relating to requirements imposed on Swap Dealers (“SDs”) and Major Swap Participants (“MSPs”) pursuant to Commission regulation § 23.504 in connection with (i) foreign exchange transactions that are swaps , and (ii) physically-settled foreign exchange forwards and swap agreements that have been exempted from the definition of swap by the Secretary of the U.S. Department of the Treasury.
-
Date 28/06/2013
CFTC’s Division Of Swap Dealer And Intermediary Oversight Issues Time-Limited No-Action Relief Regarding The Treatment Of Swap Transactions By Persons Engaging In Floor Trader Activities, For Purposes Of Making Calculations Under The Swap Dealer Definition
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited no-action letter that provides relief for persons engaging in floor trader activities.
-
Date 28/06/2013
NZX First Half 2013 Financial Results Date
NZX wishes to advise that it intends to release its first half 2013 financial results before market open on Monday, 19 August 2013.
-
Date 28/06/2013
Statement Of CFTC Commissioner Bart Chilton On The Filing Of Charges In The MF Global Case
This is a bellwether case for the Commission following an exhaustive investigation. I hope that those who lost money in this colossal catastrophe can gain some satisfaction from the steps we have taken since Halloween day in 2011.
-
Date 28/06/2013
CFTC’s Division Of Market Oversight Issues Extension Of Time-Limited No-Action Relief Concerning Bespoke Or Complex Swaps
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced the issuance of a time-limited no-action letter granting relief, for bespoke or complex swaps, from certain reporting obligations under Parts 43 and 45 of the Commission’s regulations. The relief effectively extends a number of elements of relief previously granted in CFTC Letter No.12-39, issued on November 30, 2012.
-
Date 28/06/2013
CFTC’s Division Of Market Oversight Issues Extension Of Time-Limited, No-Action Relief For Swap Dealers And Major Swap Participants From The Reporting Requirements Of Part 45 For CDS Clearing-Related Swaps
The Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight (“Division”) today issued a no-action letter providing an extension of time-limited relief to Swap Dealers (“SDs”) and Major Swap Participants (“MSPs”) from the obligation to report swap data under part 45 of the Commission’s regulations for cleared credit default swaps (“CDS”) that are entered into pursuant to a derivatives clearing organization’s (“DCO”) rules related to its price submission process for determining end-of-day settlement prices for cleared CDS (“CDS Clearing-Related Swaps”).
- First
- Previous
- 11311
- 11312
- 11313
- 11314
- 11315
- 11316
- 11317
- 11318
- 11319
- 11320
- 11321
- 11322
- 11323
- 11324
- 11325
- 11326
- 11327
- Next
- Last