FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 05/12/2013
Burgundy – Introduction Of Two New Automatch Segments For Exchange Traded Products
Oslo Børs Burgundy is expanding its offering in the Swedish market, and will add two new retail segments for Exchange Traded Products.
-
Date 05/12/2013
Federal Reserve Board Releases Guidance Reminding Financial Institutions To Exercise Appropriate Risk Management And Oversight When Using Service Providers
The Federal Reserve Board on Thursday released guidance reminding financial institutions it supervises to exercise appropriate risk management and oversight when using service providers.
-
Date 05/12/2013
SIFMA Submits Comments To SEC On Issues Regarding Securities Industry Processors; Provides Industry Views On Critical Market Structure Reviews
SIFMA today submitted a letter to Mary Jo White, chair of the Securities and Exchange Commission (SEC), in response to her recent statement on the SEC’s review of Securities Industry Processors (SIPs) following the August 22nd SIP outage that led to a halt in trading of NASDAQ-listed securities.
-
Date 05/12/2013
Opening Statement At The Proxy Advisory Services Roundtable, Commissioner Michael S. Piwowar, U.S. Securities And Exchange Commission, Proxy Advisory Firm Roundtable, Washington, D.C., Dec. 5, 2013
Good morning everyone and thank you for joining us to discuss the role of proxy advisory firms in our capital markets. Thank you, Chair White, for convening this roundtable.
-
Date 05/12/2013
FINRA Orders J.P. Turner To Pay More Than $700,000 In Restitution For Unsuitable Sales Of Leveraged And Inverse ETFs And For Excessive Mutual Fund Switching
The Financial Industry Regulatory Authority (FINRA) today announced that it has ordered Atlanta-based broker-dealer J.P. Turner & Company, L.L.C. to pay $707,559 in restitution to 84 customers for sales of unsuitable leveraged and inverse exchange-traded funds (ETFs) and for excessive mutual fund switches.
-
Date 05/12/2013
Looking At Proxy Advisory Firms From The Investor’s Perspective, Commissioner Luis A. Aguilar, U.S. Securities And Exchange Commission, Proxy Advisory Firm Roundtable, Washington, D.C., Dec. 5, 2013
Let me start by welcoming each of the participants here today, as well as the public audience, whether here in person or watching by webcast.
-
Date 05/12/2013
TSX Markets Top 20 Largest Consolidated Short Position Report - November 30, 2013
Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending November 30, 2013.
-
Date 05/12/2013
ICE Futures Canada Sets Daily Volume Record In Canola Futures
IntercontinentalExchange Group (NYSE: ICE), the leading global network of exchanges and clearing houses, announced today that ICE Futures Canada reached a daily volume record of 51,805 contracts in Canola futures on December 4, 2013. The previous volume record was 49,165 contracts on June 9, 2010.
-
Date 05/12/2013
Study Shows Mid-Market Deals Remain The Cornerstone Of Global M&A Activity - NASDAQ OMX Report Reveals The Drivers And Motivators In The Mid-Market: M&A's Core
NASDAQ OMX's Corporate Solutions business (Nasdaq:NDAQ) today announced key findings from the Mid-Market: M&A's Core report produced in association with Mergermarket. Even with the recent glut of bulge-bracket M&A transactions, mid-market deals remain the cornerstone of global M&A activity, specifically in the range of US$10 million to US$250 million.
-
Date 05/12/2013
Program Trading Averaged 29.8 Percent Of NYSE Volume During Nov. 25-29
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms' executed volume from NYSE's orders database. The report includes trading on the NYSE for Nov. 25-29.
- First
- Previous
- 10980
- 10981
- 10982
- 10983
- 10984
- 10985
- 10986
- 10987
- 10988
- 10989
- 10990
- 10991
- 10992
- 10993
- 10994
- 10995
- 10996
- Next
- Last