FTSE Mondo Visione Exchanges Index:
News Centre
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Date 06/10/2014
FINRA Announces Updates Of The Interpretations Of Financial And Operational Rules
Executive Summary
FINRA is updating the imbedded text of Securities Exchange Act (SEA) financial responsibility rules for broker-dealers in the Interpretations of Financial and Operational Rules to reflect the effectiveness of amendments the SEC adopted.1 The updated imbedded text relates to SEA Rules 15c3-1, 15c3-1a, 15c3-1e, 15c3-1f, 15c3-1g, 15c3-3a and 17a-4. FINRA is also making available related updates of the Interpretations of Financial and Operational Rules that have been communicated to FINRA by the staff of the SEC’s Division of Trading and Markets (SEC staff). The updated interpretations relate to SEA Rule 15c3-1.
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Date 06/10/2014
Financial Stability Oversight Council Meeting October 6, 2014
Secretary Lew today convened a meeting of the Financial Stability Oversight Council (Council) in a closed and an open session at the Treasury Department.
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Date 06/10/2014
TMX Group Equity Financing Statistics - September 2014 - Toronto Stock Exchange, TSX Venture Exchange
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for September 2014.
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Date 06/10/2014
CFTC Commissioner Sharon Bowen Announces Legal And Policy Team
U.S. Commodity Futures Trading Commission (CFTC) Commissioner Sharon Bowen today announced her legal and policy staff. Today, Commissioner Bowen named Eric Juzenas Principal Adviser; Petal Walker Chief Counsel and Justin Slaughter Chief Policy Advisor and Special Counsel. These individuals will work with Commissioner Bowen to carry out the Commission’s efforts to implement the Dodd-Frank Act and ensure compliance with the Commission’s regulations.
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Date 06/10/2014
TSX Ignite Holds Two Live Events In Alberta On October 8 & 9
Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) continue the fall TSX Ignite live event series in Edmonton and Calgary on Wednesday, October 8 and Thursday, October 9 respectively . Launched in March 2014, this innovative program is designed to help support the growth and development of small and medium-sized enterprises in Canada by providing companies with information, motivation and tips on how to build great businesses.
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Date 06/10/2014
Mauro Dognini Appointed General Manager Of Monte Titoli - Brings Considerable Knowledge And Expertise In Electronic Brokerage - Monte Titoli Remains The Only Major First-Wave CSD Participant To Join T2S
Monte Titoli, part of London Stock Exchange Group, today announces that it has appointed Mauro Dognini as General Manger. Mauro joins Monte Titoli from RBC (Royal Bank of Canada) Investors Services where he was Italian General Manger from 2011 to 2014. Previously, he was Vice General Manager of Italy & Global Head of Asset Managers and Asset Owners Solutions for BNP Paribas Securities Services.
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Date 06/10/2014
IMF Executive Board Reviews Surveillance: Supporting Sustainable Growth In A Post-Crisis Interconnected World
On September 26, 2014, the Executive Board of the International Monetary Fund (IMF) concluded a comprehensive review of the IMF’s surveillance activities.
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Date 06/10/2014
NYSE Regulation To Perform Market Surveillance, Investigation And Enforcement Program For NYSE Group Exchanges
NYSE Group today announced NYSE Regulation will directly perform the market surveillance, investigation and enforcement functions for NYSE Group’s three equities exchanges and two options exchanges upon the expiration of the contract with the Financial Industry Regulation Authority (FINRA) on December 31, 2015. FINRA will retain the cross-market surveillance and investigation functions and will continue to conduct the registration, testing, and examinations of broker-dealer members of NYSE Group’s exchanges.
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Date 06/10/2014
Irish Stock Exchange Statistics September 2014
Please click here for the September 2014 ISE monthly statistical report.
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Date 06/10/2014
BATS Global Markets September Update: Record U.S. Options Market Share Of 5.8% - Record 62.1% For BXTR Trade Reporting Facility - 20.0% U.S. Equities Market Share; 21.7 % European Equities Market Share
BATS Global Markets (BATS) today reported September highlights including new market share records in both the U.S. and Europe.
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