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News Centre
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Ontario Securities Commission Investor Warnings And Alerts For January 13 – February 3, 2026
Date 03/02/2026
The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:
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Insurance In The Round: Innovation, Growth And Trust, Speech By Sarah Pritchard, UK Financial Conduct Authority Deputy Chief Executive, At The ABI Annual Conference
Date 03/02/2026
Highlights
- Insurance helps consumers navigate their financial lives and supports businesses and the economy. It’s essential it succeeds and thrives.
- Innovation is crucial to the industry’s success, and we’re playing our part by providing the necessary support and tools.
- We will remain focused on driving better consumer outcomes, but are also championing flourishing wholesale markets.
- Consumer trust is low but can be built. This will take greater transparency and adherence to the standards set by the Consumer Duty.
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OCC January 2026 Monthly Volume
Date 03/02/2026
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UK Financial Conduct Authority: Upper Tribunal Finds That Banque Havilland Devised A Plan To Harm The Qatari Economy
Date 03/02/2026
The Upper Tribunal has upheld the FCA’s decision that Rangecourt SA (formerly Banque Havilland), Edmund Rowland, the former London CEO and Vladimir Bolelyy, a former Bank employee, acted without integrity.
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Purdue University/CME Group Ag Economy Barometer: Farmer Sentiment Drops Sharply At Start Of 2026 As Economic Concerns Increase
Date 03/02/2026
Farmer sentiment weakened sharply in January, as the Purdue University/CME Group Ag Economy Barometer fell 23 points from December to a reading of 113. The decline reflected growing pessimism about both current conditions and the future outlook for U.S. agriculture; the Current Conditions Index dropped 19 points to 109, while the Future Expectations Index fell 25 points to 115. The largest shift was in producers' long-term outlook for U.S. agriculture, with the index that measures expectations for widespread good and bad times over the next five years falling to its lowest level since September 2024. Producers also expressed greater concern about agricultural exports than last month. The survey was conducted Jan. 12-16, coinciding with the U.S. Department of Agriculture's release of the World Agricultural Supply and Demand Estimates report on Jan. 12.
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Korea Investment Management Launches KIM ACE US SMR Nuclear Top 10 ETF, Tracking The Solactive US SMR Nuclear Top 10 Index
Date 03/02/2026
Solactive is pleased to announce its latest collaboration with Korea Investment Management. The KIM ACE US SMR Nuclear Top 10 ETF tracks the Solactive US SMR Nuclear Top 10 Index, which is designed to provide a rules-based representation of U.S. companies leading the advancement of nuclear energy, with a specific focus on Small Modular Reactor (SMR) technology.
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UK Regulators Announce First Firms To Join Scale-Up Unit
Date 03/02/2026
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have announced the first cohort of banks and building societies to benefit from their joint Scale-up Unit.
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ICE Clear Credit’s Treasury Clearing Service Receives SEC Approval And Is Now Operationally Live
Date 03/02/2026
- Brings industry-standard clearing model to Treasury markets
- Prepares for launch of repo clearing later this year
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January Deep Freeze Impacts Small Business Foot Traffic, New Fiserv Data Shows - Fiserv Small Business Index Declined 1 Point To 143; Year-Over-Year Sales Grew +0.7%
Date 03/02/2026
Fiserv, Inc. (NASDAQ: FISV), a leading global provider of payments and financial services technology, has published the Fiserv Small Business Index for January 2026, indicating that seasonal shifts by consumers and harsh winter storms cooled small business sales to start the year.
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Bank Of England: Letter From Ruth Smith On firms’ Preparations For The Third Resolvability Assessment Framework (RAF) Assessment
Date 03/02/2026
Letter to Chief Financial Officers of the major UK banks ahead of the third RAF assessment