The consortium of Self-Regulatory Organizations (collectively, the SROs) responsible for developing and implementing the Consolidated Audit Trail (CAT) have selected Thesys Technologies, LLC (Thesys) as the CAT Plan Processor pursuant to a selection process set out in the selection plan approved by the SEC. Pending the execution of a Plan Processor Agreement between Thesys and CAT NMS, LLC (CATLLC), Thesys will be responsible for all aspects of building and maintaining the CAT on an ongoing basis.
"After careful consideration following a thorough RFP process, a majority of the SROs have selected Thesys to deliver a solution for the CAT, and we're confident in Thesys's management, technology and resources to implement this important regulatory initiative," said the Operating Committee of CAT LLC.