FTSE Mondo Visione Exchanges Index:
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Date 28/07/2017
Chartered Institute For Securities & Investment: 2017/18 £2,500 Hoare Nairne Scholarship Awarded
The Chartered Institute for Securities & Investment (CISI) is delighted to announce that Ben Manser of Coutts Crown Dependencies, Jersey, has been awarded the Hoare Nairne Scholarship 2017.
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Date 28/07/2017
FINRA, Bats, NASDAQ, And NYSE Fine Firms For Market Access Rule Violations
Four firms have been censured and fined a total of $4.75 million for violations of various provisions of Rule 15c3-5 of the Securities Exchange Act of 1934 (known as the Market Access Rule) and related exchange supervisory rules. The actions were taken by the Financial Industry Regulatory Authority (FINRA), along with Bats, a CBOE Holdings company; The NASDAQ Stock Market LLC; the New York Stock Exchange; and their affiliated Exchanges (collectively, “Exchanges”). The firms involved in these matters are Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and Interactive Brokers LLC.
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Date 27/07/2017
Canadian Securities Regulators Publish Final Amendments To Custody And Other Requirements For Dealers, Advisers And Investment Fund Managers
The Canadian Securities Administrators (CSA) today published final amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and National Instrument 33-109 Registration Information. The amendments enhance custody requirements for certain registered firms, clarify activities that may be conducted by exempt market dealers, incorporate previously granted relief from certain Client Relationship Model Phase 2 (CRM2) requirements and provide for certain changes of a housekeeping nature.
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Date 27/07/2017
MIAX Options - August 1, 2017 Fee Changes
Effective August 1, 2017, pending SEC approval, the MIAX Options Fee Schedule will be amended.
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Date 27/07/2017
Canadian Securities Regulators Publish Guidance On Conflict Of Interest Transactions
The securities regulatory authorities in Ontario, Québec, Alberta, Manitoba and New Brunswick (the participating jurisdictions) today published CSA Multilateral Staff Notice 61-302 Staff Review and Commentary on Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions.
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Date 27/07/2017
New Tradable Indices Go Live At Euronext
Euronext today announced the launch of the Morningstar® Eurozone 50 IndexSM and Morningstar® Developed Markets Europe 100 IndexSM on Euronext. The launch of the new European indices for blue chips follows the signing of a strategic agreement with Morningstar announced in March 2017 to develop a series of derivative products based on Morningstar indices.
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Date 27/07/2017
London Stock Exchange Group Plc Transaction in Own Shares
London Stock Exchange Group plc (the "Company") announces that it has purchased through RBC Europe Limited, in accordance with the authority granted by shareholders at the Company's Annual General Meeting on 26 April 2017, the following number of its ordinary shares of 6 79/86 pence each ("Shares") on the London Stock Exchange as part of the buyback programme announced on 29 March 2017:
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Date 27/07/2017
BME Approves The Distribution Of A Gross €0.40 Per Share Interim Dividend - To Be Paid On September 8
The Board of Directors of BME today agreed to distribute a gross €0.40 per share dividend on 8 September 17, its first interim dividend against 2017 earnings.
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Date 27/07/2017
Vienna SE Comments On Stock Exchange Act Amendment: Finally Some Movement
- Higher transparency requirements and improved investor protection
- Boost for employee share ownership
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Date 27/07/2017
SEC Announces Whistleblower Award Of More Than $1.7 Million
The Securities and Exchange Commission today announced a whistleblower award of more than $1.7 million to a company insider who provided the agency with critical information to help stop a fraud that would have otherwise been difficult to detect. Millions of dollars were returned to harmed investors as a result of the SEC’s ensuing investigation and enforcement action.
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