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Date 14/09/2017
UK's Financial Conduct Authority Makes Market Investigation Reference For Investment Consultancy Services
The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services. This is the first time that the FCA has made such a reference to the CMA.
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Date 14/09/2017
Key Metals Futures Added To McKay Brothers’ Quincy Extreme Data Service - Select UK-Sourced Metals Futures At The Lowest Known Latencies
McKay Brothers International has added select futures from the London Metal Exchange to its industry-leading Quincy Extreme Data (QED) service. QED now offers select LME instruments at the lowest known latency at Slough-LD4 and Basildon in the UK, as well as at Frankfurt-FR2, Marseille-MRS1 and Madrid- BME. The LME data distributed at those POPs are 3-month futures for Copper (CA), Aluminum High Grade (AH), Tin (SN), Zinc (ZS), Nickel (NI) and Lead (PB).
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Date 14/09/2017
Tokyo Financial Exchange: Extension Of Discount Program In Three-month Euroyen Futures
This informs Members of the extension of the current Discount Program in Three-month Euroyen Futures (Euroyen). TFX has decided to extend the program until the end of March 2018.
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Date 14/09/2017
Publication Of Japan Exchange Group Working Paper, Vol.20 “The Trend Of Exploring The Use Of Distributed Ledger Technology In The Capital Market”
Japan Exchange Group, Inc. (JPX) today published JPX Working Paper, Vol.20 “The Trend of Exploring the Use of Distributed Ledger Technology in the Capital Market”.
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Date 14/09/2017
Investoo Group Acquires Social Trading Comparison Site SocialTradingGuru.com
Investoo Group, one of the world’s biggest FX and financial affiliates, has acquired the leading social trading comparison site SocialTradingGuru.com for an undisclosed fee.
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Date 13/09/2017
SEC Monitoring Impact Of Hurricane Irma On Capital Markets, Continues To Monitor Impact Of Hurricane Harvey
The Securities and Exchange Commission is closely monitoring of the impact of Hurricane Irma on investors and capital markets, and continues to monitor the impacts of Hurricane Harvey.
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Date 13/09/2017
Opening Remarks Of Commissioner Michael S. Piwowar Before The SEC Advisory Committee On Small And Emerging Companies, Commissioner Michael S. Piwowar, Sept. 13, 2017
Good morning, and a warm welcome to each of you, including the newest member of the Advisory Committee on Small and Emerging Companies (“ACSEC”), Prof. J.W. Verret of George Mason University’s Antonin Scalia Law School.
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Date 13/09/2017
Deutsche Börse AG Paves The Way For Closure Of The Investigation Proceedings
The Executive Board (Vorstand) and the Supervisory Board (Aufsichtsrat) of Deutsche Börse AG have decided to seek an understanding with the Frankfurt Public Prosecutor. The Company will inform the Public Prosecutor that it would accept the fines announced in relation to the accusations of an alleged violation of the prohibition against insider trading in December 2015 and of an alleged failure to publish an ad hoc announcement in January 2016.
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Date 13/09/2017
CFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.
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Date 13/09/2017
FINRA Foundation Awards Inaugural Ketchum Prize To Dr. J. Michael Collins - University Of Wisconsin-Madison Professor Recognized For Outstanding Service And Research To Advance Investor Protection And Financial Capability In The U.S.
The FINRA Investor Education Foundation (FINRA Foundation) today announced that it has awarded Dr. J. Michael Collins the inaugural Ketchum Prize for outstanding service and research to advance investor protection and financial capability in the U.S.
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