FTSE Mondo Visione Exchanges Index:
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Date 28/07/2009
Testimony Of CFTC General Counsel Dan M. Berkovitz, “Position Limits And The Hedge Exemption, Brief Legislative History”, Commodity Futures Trading Commission
Click here to download the testimony of CFTC General Counsel Dan M. Berkovitz which provides a brief legislative history of the mandate in the CEA concerning position limits and the exemption from those limits for bona fide hedging transactions.
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Date 28/07/2009
NYSE Technologies<SUP>SM</SUP> Gains Momentum Through The First Half Of 2009 - Powering The Exchanging World<SUP>SM</SUP> With World-Class Technology - Enhancing Cost Efficiency And Lowering Total Cost Of Ownership For Customers - Launched New Market Data
NYSE Technologies, the innovative commercial technology unit of NYSE Euronext, continues to work with some of the largest financial institutions, global trading venues and best-of-breed technology partners, to create and deploy the most comprehensive set of connectivity, trading and exchange solutions available in the market today. NYSE Technologies, through its comprehensive portfolio of products and services, allows customers to reduce costs and improve their competitive position.
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Date 28/07/2009
FINRA Fines Merrill Lynch, UBS for Supervisory Failures in Sales of Closed-End Funds; Customers Get More Than $5 Million in Remediation - Five Merrill Brokers Suspended, Fined; Investigation of Former UBS Brokers Continues
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Merrill Lynch, Pierce, Fenner & Smith, Inc. $150,000 and UBS Financial Services, Inc. $100,000 for supervisory failures that led to unsuitable short-term sales of closed-end funds (CEF) purchased at the funds' initial public offerings.
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Date 28/07/2009
Shenzhen Stock Exchange: 188,000 Accounts Ready For The New Market
According to the authoritative statistics, from July 15 to July 26, the number of accounts opening for the New Market exceeded 188,000, which was far less from expected. Securities companies thus called for investors who have interest in to open accounts for the New Market as early as possible.
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Date 28/07/2009
Two New Indian GDRs On The Luxembourg Stock Exchange
On Monday 27 July 2009, two new Global Depositary Receipts (GDRs) were admitted to trading on the Luxembourg Stock Exchange.
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Date 28/07/2009
SEC Halts $50 Million Offering Fraud And Ponzi Scheme In Detroit Area
The Securities and Exchange Commission has obtained a court order to halt an alleged offering fraud and Ponzi scheme being conducted in the Detroit area by two individuals and two companies they control.
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Date 28/07/2009
Testimony Of Jeffrey C. Sprecher, Chairman & Chief Executive Officer, Intercontinentalexchange, Inc. Before The Commodity Futures Trading Commission - July 28,2009
Please click here to view the document.
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Date 28/07/2009
July 2009 “Market’s Measure” - Preliminary Report - A Monthly Report From Dow Jones Indexes And STOXX Ltd. On The Performance Of U.S., European, Asia And Other Global Stock Market Indexes - Dow Jones Industrial Average Posts 7.83% Gain In JULY, European S
As of July 27 the Dow Jones Industrial Average rose 7.83% in July, closing at 9108.51. Stock market indexes in Europe, Asia and globally were up in July, according to preliminary monthly figures from global index providers, Dow Jones Indexes and STOXX Ltd.
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Date 28/07/2009
Federation Of Euro-Asian Stock Exchanges July Newsletter Posted On The Web
The FEAS July Newsletter, the monthly bulletin, bringing you general secretariat news, Member statistics on stock, bond and other volume comparisons on a monthly, year-to-date and prior period basis, in addition to market cap, currency changes,number of companies traded and index fluctuations, has been put on the FEAS website.
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Date 28/07/2009
Japan's Financial Services Agency: Administrative Actions On Aozora Bank, Ltd.(2)
p>In view of a sharp decrease in loans to small- and medium-sized enterprises [hereinafter referred to as “SMEs”] for the business year ended in March 2009, the Financial Services Agency [hereinafter referred to as “FSA”] does not recognize that Aozora Bank, LTD. [hereinafter referred to as “Aozora”] complied with the second sentence of Paragraph 1, item (v) of the Public Notice of the Financial Reconstruction Commission, the Ministry of Agriculture, Forestry and
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