FTSE Mondo Visione Exchanges Index:
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Date 22/10/2012
Statement Of Support: Interpretative Guidance Regarding The Confidentiality And Indemnification Provisions Of The Dodd-Frank Act, CFTC Chairman Gary Gensler
I support the final interpretative guidance regarding the confidentiality and indemnification provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
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Date 22/10/2012
SEC Adopts Standards For Risk Management And Operations Of Clearing Agencies
The Securities and Exchange Commission today adopted a rule that establishes standards for how registered clearing agencies should manage their risks and run their operations.
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Date 22/10/2012
Dissenting Statement, Swap Data Repositories: Interpretative Statement Regarding The Confidentiality And Indemnification Provisions Of Section 21(d) Of The Commodity Exchange Act - Commissioner Jill E. Sommers And Commissioner Scott D. O’Malia
We respectfully dissent from issuing this Final Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act (CEA) (Final Interpretative Statement). When the Commission issued the proposed guidance (Proposed Interpretative Statement) in May of this year, we were concerned that the statement did not actually solve the problem with the statutory language beyond providing some additional clarity to the Swap Data Repository (SDR) rules and we called for a permanent solution by way of a legislative repeal of the indemnification provisions.
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Date 22/10/2012
International Securities Exchange Announces Its Sponsorship Of AWE, The Association Of Women Entrepreneurs And Executives
The International Securities Exchange (ISE) is pleased to announce that it is sponsoring a pre-conference networking dinner for The Association of Women Entrepreneurs and Executives in advance of their AWE Awards and National Conference to be held on November 7, 2012. AWE is a national women's leadership organization that provides its senior level executive women and entrepreneur members with a proprietary, paradigm-shifting platform for personal and professional advancement.
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Date 22/10/2012
ISDA Letter To OCC, Fed Board And FDIC On Regulatory Capital Rules: Standardized Approach For Risk-weighted Assets - Market Discipline And Disclosure Requirements
Click here to dowqnload ISDA's letter to the Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System and the Federal Deposit InsuranceCorporation on regulatory capital rules.
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Date 22/10/2012
FINRA Sanctions David Lerner Associates $14 Million For Unfair Practices In Sale Of Apple REIT Ten And For Charging Excessive Markups On Municipal Bonds And CMOs - Customers To Receive Approximately $12 Million In Restitution - Firm Fined $2.3 Million; President And Head Trader Fined And Suspended
The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered David Lerner Associates, Inc. (DLA) of Syosset, NY, to pay approximately $12 million in restitution to affected customers who purchased shares in Apple REIT Ten, a non-traded $2 billion Real Estate Investment Trust (REIT) DLA sold, and to customers who were charged excessive markups. As the sole distributor of the Apple REITs, DLA solicited thousands of customers, targeting unsophisticated investors and the elderly, selling the illiquid REIT without performing adequate due diligence to determine whether it was suitable for investors. To sell Apple REIT Ten, DLA also used misleading marketing materials that presented performance results for the closed Apple REITs without disclosing to customers that income from those REITs was insufficient to support the distributions to unit owners. FINRA also fined DLA more than $2.3 million for charging unfair prices on municipal bonds and collateralized mortgage obligations (CMOs) it sold over a 30 month period, and for related supervisory violations.
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Date 22/10/2012
SIFMA And Other Trades Submit Comments To US Regulators On Basel III Implementation Proposals
SIFMA today submitted comments to the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (FRB), and the Federal Deposit Insurance Corporation (FDIC) to the collective agencies’ proposals to implement new capital standards as agreed to by the Basel III capital accords. The letter was co-signed by the American Bankers Association and the Financial Services Roundtable.
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Date 22/10/2012
Ibovespa Future Contract Is Now Available For Trading At CME Group In Chicago
CME Group launched today (22nd October) the U.S. Dollar-Denominated Ibovespa Futures a cross listing product in partnership with BM&FBOVESPA.
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Date 22/10/2012
NYSE Euronext Hosts Girls Who Code Inaugural Gala At The New York Stock Exchange On October 22
Today, Girls Who Code, a national nonprofit organization working to close the gender gap in the technology and engineering sectors, will hold its inaugural gala on the trading floor of the New York Stock Exchange. NYSE Euronext is a title sponsor of the event.
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Date 22/10/2012
EDHEC-Risk Institute And NATIXIS Set Up A Research Chair On The Investment Characteristics And Governance Of Infrastructure Debt Instruments
EDHEC-Risk Institute and Natixis are proud to announce the creation of a research chair entitled “Investment and Governance Characteristics of Infrastructure Debt Instruments”. The purpose of the chair is to contribute to clarifying the nature and investment profile of infrastructure debt instruments in order to reduce the relative shortfall of publicly available investment data on the subject, compared to longer established investment segments. The chair will specifically focus on the risk and return characteristics and portfolio diversification benefits that infrastructure debt instruments can bring to institutional investors.
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