FTSE Mondo Visione Exchanges Index:
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Date 24/10/2012
Regarding Today's Some News Report On Purported Personnel Matters Related To Merger Of Osaka Securities Exchange And Tokyo Stock Exchange
Today, there were some news reports by some media institutions on personnel matters in connection with the business combination between Osaka Securities Exchange Co., Ltd. and Tokyo Stock Exchange Group, Inc.
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Date 24/10/2012
The Shenzhen Stock Exchange And The Options Industry Council Sign Mou Regarding Options Research And Education In China
The Shenzhen Stock Exchange (SZSE) and The Options Industry Council (OIC) announced today they have signed a Memorandum of Understanding regarding joint options research and education. The ceremony was held with members of the OIC and SZSE in Shenzhen, China on Tuesday October 23, 2012.
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Date 23/10/2012
CFTC Announces Public Meeting Of The Technology Advisory Committee - Full Committee To Focus On Updates From The Subcommittee On Automated And High Frequency Trading, Discussion Of Industry-Lead Effort To Improve Customer Protections And New Technological Requirements Imposed By Part 1 Of The Commission’s Regulations
The Commodity Futures Trading Commission (CFTC) announces that on Tuesday, October 30, 2012, the CFTC’s Technology Advisory Committee (the “TAC” or “Committee”) will hold a public meeting at the Hilton Chicago, from 9:00 a.m. to 5:00 p.m. The meeting will focus on three significant issues facing the futures and swaps industries as the Commission continues to finalize rules under the Dodd-Frank Act. These issues are: (1) automated and high frequency trading (HFT); (2) the implementation of an automated technological solution to protect customer funds; and (3) Implementation of §§ 1.73 & 1.74 of the Commission’s Regulations: Technological challenges and possible Commission waivers.
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Date 23/10/2012
NASDAQ OMX Commodities Quarterly Report For Market Surveillance - 1 July To 30 September 2012
Market surveillance regularly publishes reports for the previous period. Any sanctions imposed will be published after taking effect.
This report includes the period from 1 July to 30 September 2012.
Market Surveillance has during third quarter continued to have focus on activities that could give misleading signals to the market. Market Surveillance has looked into order and trading activities on the exchange and simultaneous activities OTC that combined could indicate any form of misleading activity.
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Date 23/10/2012
Federal Court Orders Robert A. Christy And His Company, Crabapple Capital Group LLC, To Pay Over $2.6 Million In Monetary Sanctions For Foreign Currency Fraud - Court Permanently Bars Defendants From Commodities Industry
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order requiring defendants Robert A. Christy of Milton, Ga., and his company,Crabapple Capital Group LLC (Crabapple) of Alpharetta, Ga., to pay over $2.6 million in monetary sanctions for foreign currency (forex) fraud.
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Date 23/10/2012
CFTC Orders San Gabriel, California Resident David Kaup And His Companies To Pay Over $1.89 Million In Restitution And Penalties To Settle Forex Fraud And Misappropriation Charges - Kaup And His Companies, Lunden Forex Partners, LP, Lunden Forex Management, LLC, Black Horse Funds, LLC, Black Horse Management, LLC, And Black Horse Partners, LP, Defrauded Investors Out Of Almost $1.4 Million
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed and simultaneously settled charges against David Kaup of San Gabriel, Calif., and his California-based companies, Lunden Forex Partners, LP, Lunden Forex Management, LLC (Lunden Entities), Black Horse Funds, LLC, Black Horse Management, LLC, and Black Horse Partners, LP (Black Horse Entities). The CFTC charged that they fraudulently solicited individuals with false claims of a profitable trading history for the purpose of trading leveraged or margined off-exchange foreign currency (forex) contracts, misappropriated customer funds, and issued false statements to conceal trading losses and the fraud.
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Date 23/10/2012
MEFF Account Structure - New Sponsored Proprietary Account Approved
MEFF has approved a new type of account, the Sponsored Proprietary Account, which is added to the other types of accounts.
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Date 23/10/2012
CFTC Meeting Scheduled for October 25, 2012, Has Been Cancelled
The Commodity Futures Trading Commission’s open meeting scheduled for Thursday, October 25, 2012, has been cancelled.
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Date 23/10/2012
NASDAQ OMX Commodities: Members Trading And Clearing Carbon Contracts Are Advised To Open Trading Account And Trusted Account List Arrangements In The EU ETS Union Registry
With reference to the upgrades of the EU ETS Union Registry (“Union Registry”) that includes the implementation of a new account type (Trading Account) and a Trusted Account List, NASDAQ OMX Commodities (“NOMXC”) advices all Members to open a Trading Account and a Trusted Account list arrangement in the Union Registry.
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Date 23/10/2012
Concurring Statement Regarding The Proposed Customer Protection Rulemaking, CFTC Commissioner Jill E. Sommers
Today the Commission has proposed a new set of rules to, among other things, increase customer protections and disclosures, strengthen risk management programs, and enhance auditing and examination procedures for futures commission merchants (FCMs). In light of the recent events surrounding MF Global and Peregrine, I am, of course, supportive of such steps to the extent that they lead to greater customer protection and increased customer awareness of the risks associated with their futures and swaps accounts.
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