FTSE Mondo Visione Exchanges Index:
News Centre
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Date 20/11/2012
CFTC’s Division Of Swap Dealer And Intermediary Oversight Issues No-Action Letter On The Pay-To-Play Rules For Swap Dealers Conducting Business With Certain Governmental Special Entities
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a no-action letter addressing the pay-to-play rules applicable to swap dealers who conduct business with certain governmental special entities.
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Date 20/11/2012
SEC Sanctions Two Investment Advisers For Impeding Examinations
The Securities and Exchange Commission today sanctioned two investment advisory firms for impeding examinations conducted by SEC staff.
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Date 20/11/2012
CFTC Orders Eagle Market Makers Inc. To Pay Over $223,000 In Penalties And Disgorgement To Settle Charges Of Violating Corn Futures Speculative Position Limits And Failing To Supervise Traders
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Eagle Market Makers Inc. (Eagle) of Chicago, Illinois, agreed to pay a $220,000 civil monetary penalty and $3,475 in disgorgement to settle CFTC charges that it exceeded spot-month position limits in corn futures and failed to diligently supervise its traders. Eagle is currently registered with the CFTC as a Futures Commission Merchant, a Commodity Pool Operator, and a Commodity Trading Advisor, according to the order.
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Date 20/11/2012
SEC Charges Hedge Fund Firm CR Intrinsic And Two Others In $276 Million Insider Trading Scheme Involving Alzheimer's Drug
The Securities and Exchange Commission today charged Stamford, Conn.-based hedge fund advisory firm CR Intrinsic Investors LLC and its former portfolio manager along with a medical consultant for an expert network firm for their roles in a $276 million insider trading scheme involving a clinical trial for an Alzheimer’s drug being jointly developed by two pharmaceutical companies. The illicit gains generated in this scheme make it the largest insider trading case ever charged by the SEC.
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Date 20/11/2012
Montréal Exchange To Host 13th Annual CADC Conference
Montréal Exchange Inc., a wholly-owned subsidiary of TMX Group Limited and Canada’s national derivatives exchange, will host Canada’s Annual Derivatives Conference (CADC), in Québec City from November 28-30, 2012. Now in its 13th year, CADC focuses on topics and issues that are most relevant for the users of Canadian derivatives.
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Date 20/11/2012
Warsaw Stock Exchange Decides To Make UTP Available On 15 April 2013
The Warsaw Stock Exchange has set 15 April 2013 as the first day of operation of the new trading system UTP. The WSE’s decision was based on the dialogue and consultations with all participants of the complex process which will result in the transition of the Polish capital market to the new technology.
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Date 20/11/2012
VTLWaveNet Selected As An Accredited Connectivity Partner By London Stock Exchange Group
VTLWaveNet has been named an Accredited Connectivity Partner (ACP) by London Stock Exchange Group, operator of a broad range of international equity, bond and derivatives markets.
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Date 20/11/2012
BATS CHI-X Europe Unveils 2013 Trading Tariffs - Sets Lowest Liquidity Removal Rate In Europe On BXE Lit Order Book
BATS Chi-X Europe, the largest pan-European equities market operator by market share and notional value traded, today announced updated pan-European trading tariffs for its BXE and CXE lit order books, effective from 1st January 2013.
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Date 20/11/2012
Borsa Italiana Monthly Update - October 2012
Please click here to download Borsa Italiana's monthly update for October 2012.
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Date 20/11/2012
A New CSFI Report: "Independent Research: Because They're Worth It", By Vince Heaney
With the financial services industry contracting and tighter regulation here to stay, independent research providers need to demonstrate value creation and shift from being "nice to have" to "need to have".
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