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Date 09/10/2014
UK's Financial Conduct Authority: Two Former Directors Of Pritchard Stockbrokers Fined And Banned For Recklessly Failing To Protect Client Money
The Financial Conduct Authority (FCA) has fined and banned David Gillespie, Managing Director, and David Welsby, Finance Director, of stockbroking and wealth management firm, Pritchard Stockbrokers Limited (Pritchard) for serious failings in relation to the protection of client money.
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Date 09/10/2014
Euronext To Refresh Product Offering By Listing 12 New ComStage ETFs
Euronext is pleased to announce that it is expanding its ETF offering by listing 12 new ComStage ETFs on the Lisbon market.
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Date 09/10/2014
TOCOM Participates In FIA Expo 2014
TOCOM participates in FIA's 30th Annual Futures & Options Expo (FIA Expo 2014), which is to take place from November 4 to November 6, 2014 at the Hilton Chicago in Chicago, the United States.
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Date 09/10/2014
Hong Kong's Securities And Futures Commission Revokes Licence Of John David Lawrence And Fines Him $900,000
The Securities and Futures Commission (SFC) has revoked the licence of Mr John David Lawrence, a representative of PFC International Company Limited (PFC), and fined him $900,000 for failings relating to his sale of the EEA Life Settlements Fund (Fund) to clients.
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Date 09/10/2014
Platts China Steel Sentiment Index Falls To Lowest Level Since January - China Steel Market Relies On Exports On Weak Domestic Demand, Output Drop Expected
China’s steel sector appears to be relying heavily on the export market in the face of ongoing weak domestic demand, according to the latest Platts China Steel Sentiment Index (Platts CSSI), which showed a headline reading of 38.09 out of a possible 100 points in October.
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Date 09/10/2014
ITRS Geneos Adds Advanced Monitoring Capabilities For Bloomberg's Real-Time Market Data Feed
ITRS Group Ltd, the leading global provider of performance monitoring and management technology, has announced today the launch of an interface that provides advanced monitoring for Bloomberg’s real-time market data feed, called B-PIPE.
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Date 09/10/2014
Global Funds Still Keen On Thailand During Roadshow In New York
“Thai Forum”, held by The Stock Exchange of Thailand (SET), Bank of America Merrill Lynch, and Phatra Securities pcl, has drawn great attention from global institutional investors in New York, United States after key government executives, including Finance Minister Sommai Phasee, provided a clear direction on Thailand’s economy and its promising outlook.
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Date 09/10/2014
Osaka Exchange: Expansion Of Contract Months For Options On Nikkei Stock Average And Introduction Of Weekly Options
From the viewpoint of further enhancing the convenience of market participants, Osaka Exchange, Inc. (hereinafter “OSE”) will introduce new options contracts on the Nikkei Stock Average (hereinafter “Nikkei 225”) in addition to the current contracts, which expire on the second Friday (hereinafter “regular options”). The new options contracts (hereinafter “weekly options”) will be set so that they expire on Fridays on which there are no expiring regular options.
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Date 09/10/2014
MNI Russia Consumer Sentiment Survey September 2014 - MNI Russia Consumer Indicator Rises 3.6 points To 85.3 In September
Russian consumer sentiment recovered slightly after plummeting to an all time low in the previous month, although consumers were even more concerned about the outlook for employment and the high level of prices.
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Date 09/10/2014
Taiwan Futures Exchange Monthly Newsletter- October 2014
Click here to download the TAIFEX October Newsletter.
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